ANN C. CHAPLIN - 01 Nov 2023 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
General Counsel&Corp Secretary
Signature
By: Jon Russo, Attorney-in-Fact For: Ann Chaplin
Issuer symbol
QCOM
Transactions as of
01 Nov 2023
Net transactions value
-$218,564
Form type
4
Filing time
02 Nov 2023, 16:27:00 UTC
Previous filing
07 Dec 2022
Next filing
15 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +5,701 +157% $0.000000 9,333 01 Nov 2023 Direct
transaction QCOM Common Stock Tax liability $218,564 -1,971 -21% $110.89 7,362 01 Nov 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -5,702 -50% $0.000000 5,702 01 Nov 2023 Common Stock 5,702 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F2 These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 1, 2022, 2023 and 2024.