Alexander H. Rogers - Oct 1, 2023 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
President QTL & Global Affairs
Signature
By: Jon Russo, Attorney-in-Fact For: Alexander H. Rogers
Stock symbol
QCOM
Transactions as of
Oct 1, 2023
Transactions value $
-$1,124,742
Form type
4
Date filed
10/2/2023, 06:35 PM
Previous filing
Feb 7, 2023
Next filing
Dec 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +6.44K +27.16% $0.00 30.2K Oct 1, 2023 Direct F1
transaction QCOM Common Stock Options Exercise $0 +5.22K +17.29% $0.00 35.4K Oct 1, 2023 Direct
transaction QCOM Common Stock Tax liability -$462K -4.16K -11.76% $111.06 31.2K Oct 1, 2023 Direct
transaction QCOM Common Stock Sale -$663K -6K -19.22% $110.40 25.2K Oct 2, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -6.44K -100% $0.00* 0 Oct 1, 2023 Common Stock 6.44K Direct F3, F4
transaction QCOM Restricted Stock Unit Options Exercise $0 -5.22K -50% $0.00 5.22K Oct 1, 2023 Common Stock 5.22K Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 93 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2023.
F2 The transaction was made pursuant to a Rule 10b5-1 trading plan adopted on November 10, 2022 and intended to satisfy the affirmative defense conditions of Rule 10b5-1 (as in effect on the date of adoption).
F3 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F4 These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2021, 2022 and 2023.
F5 These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.