Alexander H. Rogers - 01 Oct 2023 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
President QTL & Global Affairs
Signature
By: Jon Russo, Attorney-in-Fact For: Alexander H. Rogers
Issuer symbol
QCOM
Transactions as of
01 Oct 2023
Net transactions value
-$1,124,742
Form type
4
Filing time
02 Oct 2023, 18:35:58 UTC
Previous filing
07 Feb 2023
Next filing
15 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +6,444 +27% $0.000000 30,174 01 Oct 2023 Direct F1
transaction QCOM Common Stock Options Exercise $0 +5,218 +17% $0.000000 35,392 01 Oct 2023 Direct
transaction QCOM Common Stock Tax liability $462,232 -4,162 -12% $111.06 31,230 01 Oct 2023 Direct
transaction QCOM Common Stock Sale $662,510 -6,001 -19% $110.40 25,229 02 Oct 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -6,444 -100% $0.000000* 0 01 Oct 2023 Common Stock 6,444 Direct F3, F4
transaction QCOM Restricted Stock Unit Options Exercise $0 -5,219 -50% $0.000000 5,219 01 Oct 2023 Common Stock 5,219 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 93 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2023.
F2 The transaction was made pursuant to a Rule 10b5-1 trading plan adopted on November 10, 2022 and intended to satisfy the affirmative defense conditions of Rule 10b5-1 (as in effect on the date of adoption).
F3 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F4 These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2021, 2022 and 2023.
F5 These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.