James H. Thompson - 01 Oct 2023 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
Chief Technology Officer
Signature
By: Jon Russo, Attorney-in-Fact For: James H. Thompson
Issuer symbol
QCOM
Transactions as of
01 Oct 2023
Net transactions value
-$951,118
Form type
4
Filing time
02 Oct 2023, 18:35:43 UTC
Previous filing
13 Sep 2023
Next filing
09 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +11,598 +4.8% $0.000000 252,967 01 Oct 2023 Direct
transaction QCOM Common Stock Options Exercise $0 +9,392 +3.7% $0.000000 262,359 01 Oct 2023 Direct
transaction QCOM Common Stock Tax liability $951,118 -8,564 -3.3% $111.06 253,795 01 Oct 2023 Direct
holding QCOM Common Stock 4,539 01 Oct 2023 Childrens' Trust F1
holding QCOM Common Stock 45,453 01 Oct 2023 by Spouse's Trust F2
holding QCOM Common Stock 45,453 01 Oct 2023 by Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -11,599 -100% $0.000000* 0 01 Oct 2023 Common Stock 11,599 Direct F3, F4
transaction QCOM Restricted Stock Unit Options Exercise $0 -9,392 -50% $0.000000 9,394 01 Oct 2023 Common Stock 9,392 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares are held in individual trusts for the benefit of Dr. Thompson's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children.
F2 Securities held by Premier Trust, as trustee.
F3 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F4 These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2021, 2022 and 2023.
F5 These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.