Akash J. Palkhiwala - Oct 1, 2023 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
Chief Financial Officer
Signature
By: Jon Russo, Attorney-in-Fact For: Akash J. Palkhiwala
Stock symbol
QCOM
Transactions as of
Oct 1, 2023
Transactions value $
-$427,470
Form type
4
Date filed
10/2/2023, 06:35 PM
Previous filing
Dec 7, 2022
Next filing
Dec 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +5.48K +10.01% $0.00 60.2K Oct 1, 2023 Direct F1
transaction QCOM Common Stock Options Exercise $0 +5.01K +8.32% $0.00 65.2K Oct 1, 2023 Direct
transaction QCOM Common Stock Tax liability -$427K -3.85K -5.91% $111.06 61.3K Oct 1, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -5.48K -100% $0.00* 0 Oct 1, 2023 Common Stock 5.48K Direct F2, F3
transaction QCOM Restricted Stock Unit Options Exercise $0 -5.01K -49.99% $0.00 5.01K Oct 1, 2023 Common Stock 5.01K Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 84 and 93 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2023 and July 31, 2023, respectively.
F2 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F3 These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2021, 2022 and 2023.
F4 These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.