Cristiano R. Amon - Oct 1, 2023 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
President & CEO, Director
Signature
By: Jon Russo, Attorney-in-Fact For: Cristiano R. Amon
Stock symbol
QCOM
Transactions as of
Oct 1, 2023
Transactions value $
-$1,484,539
Form type
4
Date filed
10/2/2023, 06:23 PM
Previous filing
Apr 14, 2023
Next filing
Oct 26, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +12.9K +7.49% $0.00 185K Oct 1, 2023 by Trust F1, F2
transaction QCOM Common Stock Options Exercise $0 +16.7K +9.03% $0.00 202K Oct 1, 2023 by Trust F2
transaction QCOM Common Stock Tax liability -$1.48M -13.4K -6.63% $111.06 188K Oct 1, 2023 by Trust F2
holding QCOM Common Stock 40.5K Oct 1, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -12.9K -100% $0.00* 0 Oct 1, 2023 Common Stock 12.9K Direct F3, F4
transaction QCOM Restricted Stock Unit Options Exercise $0 -16.7K -50% $0.00 16.7K Oct 1, 2023 Common Stock 16.7K Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 93 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2023.
F2 Securities held by Cristiano Amon and Adriana Amon TTEES Amon Family Trust UAD 08/25/2015.
F3 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F4 These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2021, 2022 and 2023.
F5 These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.