Neil Martin - 20 May 2023 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
SVP, Finance and CAO
Signature
By: Jon Russo, Attorney-in-Fact For: Neil A. Martin
Issuer symbol
QCOM
Transactions as of
20 May 2023
Net transactions value
-$80,348
Form type
4
Filing time
22 May 2023, 17:04:08 UTC
Previous filing
12 Dec 2022
Next filing
18 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +1,155 +33% $0.000000 4,616 20 May 2023 Direct
transaction QCOM Common Stock Options Exercise $0 +1,049 +23% $0.000000 5,665 20 May 2023 Direct
transaction QCOM Common Stock Tax liability $80,348 -759 -13% $105.86 4,906 20 May 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -1,156 -50% $0.000000 1,141 20 May 2023 Common Stock 1,156 Direct F2, F3
transaction QCOM Restricted Stock Unit Options Exercise $0 -1,050 -25% $0.000000 3,125 20 May 2023 Common Stock 1,050 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 84 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2023.
F2 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F3 The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter.
F4 The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter.