James J. Cathey - 20 Nov 2022 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
Chief Commercial Officer
Signature
By: Jon Russo, Attorney-in-Fact For: James J. Cathey
Issuer symbol
QCOM
Transactions as of
20 Nov 2022
Net transactions value
-$314,207
Form type
4
Filing time
21 Nov 2022, 17:11:29 UTC
Previous filing
17 Nov 2022
Next filing
07 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +1,974 +215% $0.000000 2,891 20 Nov 2022 Direct
transaction QCOM Common Stock Tax liability $84,590 -683 -24% $123.85 2,208 20 Nov 2022 Direct
transaction QCOM Common Stock Options Exercise $0 +1,284 +58% $0.000000 3,492 20 Nov 2022 Direct
transaction QCOM Common Stock Tax liability $54,989 -444 -13% $123.85 3,048 20 Nov 2022 Direct
transaction QCOM Common Stock Options Exercise $0 +3,110 +102% $0.000000 6,158 20 Nov 2022 Direct
transaction QCOM Common Stock Tax liability $174,628 -1,410 -23% $123.85 4,748 20 Nov 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -1,974 -100% $0.000000* 0 20 Nov 2022 Common Stock 1,974 Direct F1, F2
transaction QCOM Restricted Stock Unit Options Exercise $0 -1,284 -33% $0.000000 2,568 20 Nov 2022 Common Stock 1,284 Direct F1, F3
transaction QCOM Restricted Stock Unit Options Exercise $0 -3,111 -33% $0.000000 6,224 20 Nov 2022 Common Stock 3,111 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F2 These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2020, 2021 and 2022.
F3 The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter.
F4 The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter.