James J. Cathey - Nov 20, 2022 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
Chief Commercial Officer
Signature
By: Jon Russo, Attorney-in-Fact For: James J. Cathey
Stock symbol
QCOM
Transactions as of
Nov 20, 2022
Transactions value $
-$314,207
Form type
4
Date filed
11/21/2022, 05:11 PM
Previous filing
Nov 17, 2022
Next filing
Dec 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +1.97K +215.27% $0.00 2.89K Nov 20, 2022 Direct
transaction QCOM Common Stock Tax liability -$84.6K -683 -23.63% $123.85 2.21K Nov 20, 2022 Direct
transaction QCOM Common Stock Options Exercise $0 +1.28K +58.15% $0.00 3.49K Nov 20, 2022 Direct
transaction QCOM Common Stock Tax liability -$55K -444 -12.71% $123.85 3.05K Nov 20, 2022 Direct
transaction QCOM Common Stock Options Exercise $0 +3.11K +102.03% $0.00 6.16K Nov 20, 2022 Direct
transaction QCOM Common Stock Tax liability -$175K -1.41K -22.9% $123.85 4.75K Nov 20, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -1.97K -100% $0.00* 0 Nov 20, 2022 Common Stock 1.97K Direct F1, F2
transaction QCOM Restricted Stock Unit Options Exercise $0 -1.28K -33.33% $0.00 2.57K Nov 20, 2022 Common Stock 1.28K Direct F1, F3
transaction QCOM Restricted Stock Unit Options Exercise $0 -3.11K -33.32% $0.00 6.22K Nov 20, 2022 Common Stock 3.11K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F2 These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2020, 2021 and 2022.
F3 The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter.
F4 The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter.