Erin L. Polek - Nov 20, 2022 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
SVP, Controller & CAO
Signature
By: Jon Russo, Attorney-in-Fact For: Erin L. Polek
Stock symbol
QCOM
Transactions as of
Nov 20, 2022
Transactions value $
-$540,078
Form type
4
Date filed
11/21/2022, 05:10 PM
Previous filing
Nov 21, 2022
Next filing
Nov 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +1.43K $0.00 1.43K Nov 20, 2022 Direct
transaction QCOM Common Stock Tax liability -$61.1K -493 -34.6% $123.85 932 Nov 20, 2022 Direct
transaction QCOM Common Stock Options Exercise $0 +927 +99.46% $0.00 1.86K Nov 20, 2022 Direct
transaction QCOM Common Stock Tax liability -$39.8K -321 -17.27% $123.85 1.54K Nov 20, 2022 Direct
transaction QCOM Common Stock Options Exercise $0 +2.07K +134.79% $0.00 3.61K Nov 20, 2022 Direct
transaction QCOM Common Stock Tax liability -$88.8K -717 -19.86% $123.85 2.89K Nov 20, 2022 Direct
transaction QCOM Common Stock Sale -$350K -2.89K -100% $121.10 0 Nov 21, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -1.43K -100% $0.00* 0 Nov 20, 2022 Common Stock 1.43K Direct F2, F3
transaction QCOM Restricted Stock Unit Options Exercise $0 -927 -33.32% $0.00 1.86K Nov 20, 2022 Common Stock 927 Direct F2, F4
transaction QCOM Restricted Stock Unit Options Exercise $0 -2.07K -33.32% $0.00 4.15K Nov 20, 2022 Common Stock 2.07K Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction was conducted under a Rule 10b5-1 trading plan.
F2 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F3 These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2020, 2021 and 2022.
F4 The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter.
F5 The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter.