Erin L. Polek - 20 Nov 2022 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
SVP, Controller & CAO
Signature
By: Jon Russo, Attorney-in-Fact For: Erin L. Polek
Issuer symbol
QCOM
Transactions as of
20 Nov 2022
Net transactions value
-$540,078
Form type
4
Filing time
21 Nov 2022, 17:10:20 UTC
Previous filing
21 Nov 2022
Next filing
21 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +1,425 $0.000000 1,425 20 Nov 2022 Direct
transaction QCOM Common Stock Tax liability $61,058 -493 -35% $123.85 932 20 Nov 2022 Direct
transaction QCOM Common Stock Options Exercise $0 +927 +99% $0.000000 1,859 20 Nov 2022 Direct
transaction QCOM Common Stock Tax liability $39,756 -321 -17% $123.85 1,538 20 Nov 2022 Direct
transaction QCOM Common Stock Options Exercise $0 +2,073 +135% $0.000000 3,611 20 Nov 2022 Direct
transaction QCOM Common Stock Tax liability $88,800 -717 -20% $123.85 2,894 20 Nov 2022 Direct
transaction QCOM Common Stock Sale $350,463 -2,894 -100% $121.10 0 21 Nov 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -1,426 -100% $0.000000* 0 20 Nov 2022 Common Stock 1,426 Direct F2, F3
transaction QCOM Restricted Stock Unit Options Exercise $0 -927 -33% $0.000000 1,855 20 Nov 2022 Common Stock 927 Direct F2, F4
transaction QCOM Restricted Stock Unit Options Exercise $0 -2,074 -33% $0.000000 4,150 20 Nov 2022 Common Stock 2,074 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction was conducted under a Rule 10b5-1 trading plan.
F2 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F3 These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2020, 2021 and 2022.
F4 The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter.
F5 The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter.