Ann Chaplin - Nov 1, 2022 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Signature
By: Jon Russo, Attorney-in-Fact For: Ann Chaplin
Stock symbol
QCOM
Transactions as of
Nov 1, 2022
Transactions value $
-$225,156
Form type
4
Date filed
11/3/2022, 04:10 PM
Previous filing
Nov 2, 2021
Next filing
Dec 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +5.55K $0.00 5.55K Nov 1, 2022 Direct
transaction QCOM Common Stock Tax liability -$225K -1.92K -34.57% $117.33 3.63K Nov 1, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -5.55K -33.33% $0.00 11.1K Nov 1, 2022 Common Stock 5.55K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F2 These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 1, 2022, 2023 and 2024.