Alexander H. Rogers - 01 Oct 2022 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
President QTL & Global Affairs
Signature
By: Jon Russo, Attorney-in-Fact For: Alexander H. Rogers
Issuer symbol
QCOM
Transactions as of
01 Oct 2022
Net transactions value
-$1,713,395
Form type
4
Filing time
04 Oct 2022, 16:31:57 UTC
Previous filing
08 Dec 2021
Next filing
07 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +10,743 +29% $0.000000 48,284 01 Oct 2022 Direct F1
transaction QCOM Common Stock Tax liability $424,127 -3,754 -7.8% $112.98 44,530 01 Oct 2022 Direct
transaction QCOM Common Stock Options Exercise $0 +6,274 +14% $0.000000 50,804 01 Oct 2022 Direct
transaction QCOM Common Stock Tax liability $334,760 -2,963 -5.8% $112.98 47,841 01 Oct 2022 Direct
transaction QCOM Common Stock Options Exercise $0 +5,080 +11% $0.000000 52,921 01 Oct 2022 Direct
transaction QCOM Common Stock Tax liability $311,599 -2,758 -5.2% $112.98 50,163 01 Oct 2022 Direct
transaction QCOM Common Stock Sale $642,909 -5,591 -11% $114.99 44,572 03 Oct 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -10,744 -100% $0.000000* 0 01 Oct 2022 Common Stock 10,744 Direct F3, F4
transaction QCOM Restricted Stock Unit Options Exercise $0 -6,275 -50% $0.000000 6,275 01 Oct 2022 Common Stock 6,275 Direct F3, F5
transaction QCOM Restricted Stock Unit Options Exercise $0 -5,080 -33% $0.000000 10,163 01 Oct 2022 Common Stock 5,080 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 83 and 70 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2022 and July 31, 2022, respectively.
F2 The transaction was conducted under a Rule 10b5-1 trading plan.
F3 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F4 These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2020, 2021 and 2022.
F5 These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.
F6 These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.