James J. Cathey - 20 May 2022 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
Chief Commercial Officer
Signature
By: Jon Russo, Attorney-in-Fact For: James J. Cathey
Issuer symbol
QCOM
Transactions as of
20 May 2022
Net transactions value
-$146,471
Form type
4
Filing time
23 May 2022, 18:26:41 UTC
Previous filing
17 May 2022
Next filing
16 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +1,949 +228% $0.000000 2,804 20 May 2022 Direct
transaction QCOM Common Stock Tax liability $88,698 -674 -24% $131.60 2,130 20 May 2022 Direct
transaction QCOM Common Stock Options Exercise $0 +1,268 +60% $0.000000 3,398 20 May 2022 Direct
transaction QCOM Common Stock Tax liability $57,772 -439 -13% $131.60 2,959 20 May 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -1,949 -50% $0.000000 1,950 20 May 2022 Common Stock 1,949 Direct F1, F2
transaction QCOM Restricted Stock Unit Options Exercise $0 -1,268 -25% $0.000000 3,805 20 May 2022 Common Stock 1,268 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F2 The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2020, and the remaining balance vests semi-annually thereafter.
F3 The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter.