James J. Cathey - May 20, 2022 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
Chief Commercial Officer
Signature
By: Jon Russo, Attorney-in-Fact For: James J. Cathey
Stock symbol
QCOM
Transactions as of
May 20, 2022
Transactions value $
-$146,471
Form type
4
Date filed
5/23/2022, 06:26 PM
Previous filing
May 17, 2022
Next filing
Sep 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +1.95K +227.95% $0.00 2.8K May 20, 2022 Direct
transaction QCOM Common Stock Tax liability -$88.7K -674 -24.04% $131.60 2.13K May 20, 2022 Direct
transaction QCOM Common Stock Options Exercise $0 +1.27K +59.53% $0.00 3.4K May 20, 2022 Direct
transaction QCOM Common Stock Tax liability -$57.8K -439 -12.92% $131.60 2.96K May 20, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -1.95K -49.99% $0.00 1.95K May 20, 2022 Common Stock 1.95K Direct F1, F2
transaction QCOM Restricted Stock Unit Options Exercise $0 -1.27K -25% $0.00 3.81K May 20, 2022 Common Stock 1.27K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F2 The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2020, and the remaining balance vests semi-annually thereafter.
F3 The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter.