Erin L. Polek - 20 May 2022 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
SVP, Controller & CAO
Signature
By: Jon Russo, Attorney-in-Fact For: Erin L. Polek
Issuer symbol
QCOM
Transactions as of
20 May 2022
Net transactions value
-$303,066
Form type
4
Filing time
23 May 2022, 18:21:25 UTC
Previous filing
03 Feb 2022
Next filing
03 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +1,407 $0.000000 1,407 20 May 2022 Direct
transaction QCOM Common Stock Tax liability $63,826 -485 -34% $131.60 922 20 May 2022 Direct
transaction QCOM Common Stock Options Exercise $0 +915 +99% $0.000000 1,837 20 May 2022 Direct
transaction QCOM Common Stock Tax liability $41,586 -316 -17% $131.60 1,521 20 May 2022 Direct
transaction QCOM Common Stock Sale $197,654 -1,521 -100% $129.95 0 23 May 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -1,407 -50% $0.000000 1,408 20 May 2022 Common Stock 1,407 Direct F2, F3
transaction QCOM Restricted Stock Unit Options Exercise $0 -916 -25% $0.000000 2,749 20 May 2022 Common Stock 916 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction was conducted under a Rule 10b5-1 trading plan.
F2 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F3 The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2020, and the remaining balance vests semi-annually thereafter.
F4 The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter.