Akash J. Palkhiwala - Nov 20, 2021 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
Chief Financial Officer
Signature
By: Michele Shea, Attorney-in-Fact For: Akash J Palkhiwala
Stock symbol
QCOM
Transactions as of
Nov 20, 2021
Transactions value $
-$396,085
Form type
4
Date filed
11/23/2021, 03:09 PM
Previous filing
Oct 5, 2021
Next filing
Dec 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +2.38K +5.32% $0.00 47.2K Nov 20, 2021 Direct
transaction QCOM Common Stock Options Exercise $0 +1.93K +4.1% $0.00 49.1K Nov 20, 2021 Direct
transaction QCOM Common Stock Tax liability -$219K -1.18K -2.41% $185.00 47.9K Nov 20, 2021 Direct
transaction QCOM Common Stock Tax liability -$177K -959 -2% $185.00 47K Nov 20, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -2.38K -100% $0.00* 0 Nov 20, 2021 Common Stock 2.38K Direct F1, F2
transaction QCOM Restricted Stock Unit Options Exercise $0 -1.93K -33.33% $0.00 3.87K Nov 20, 2021 Common Stock 1.93K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F2 The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vest semi-annually thereafter.
F3 The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vest semi-annually thereafter.