Akash J. Palkhiwala - 20 Nov 2021 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
Chief Financial Officer
Signature
By: Michele Shea, Attorney-in-Fact For: Akash J Palkhiwala
Issuer symbol
QCOM
Transactions as of
20 Nov 2021
Net transactions value
-$396,085
Form type
4
Filing time
23 Nov 2021, 15:09:52 UTC
Previous filing
05 Oct 2021
Next filing
13 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +2,384 +5.3% $0.000000 47,178 20 Nov 2021 Direct
transaction QCOM Common Stock Options Exercise $0 +1,933 +4.1% $0.000000 49,111 20 Nov 2021 Direct
transaction QCOM Common Stock Tax liability $218,670 -1,182 -2.4% $185.00 47,929 20 Nov 2021 Direct
transaction QCOM Common Stock Tax liability $177,415 -959 -2% $185.00 46,970 20 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -2,384 -100% $0.000000* 0 20 Nov 2021 Common Stock 2,384 Direct F1, F2
transaction QCOM Restricted Stock Unit Options Exercise $0 -1,933 -33% $0.000000 3,868 20 Nov 2021 Common Stock 1,933 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F2 The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vest semi-annually thereafter.
F3 The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vest semi-annually thereafter.