Erin L. Polek - 20 Nov 2021 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
SVP, Controller & CAO
Signature
By: Michele Shea, Attorney-in-Fact For: Erin L Polek
Issuer symbol
QCOM
Transactions as of
20 Nov 2021
Net transactions value
-$848,435
Form type
4
Filing time
23 Nov 2021, 15:09:23 UTC
Previous filing
28 Oct 2021
Next filing
03 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +1,435 $0.000000 1,435 20 Nov 2021 Direct
transaction QCOM Common Stock Options Exercise $0 +1,397 +97% $0.000000 2,832 20 Nov 2021 Direct
transaction QCOM Common Stock Options Exercise $0 +1,816 +64% $0.000000 4,648 20 Nov 2021 Direct
transaction QCOM Common Stock Tax liability $151,885 -821 -18% $185.00 3,827 20 Nov 2021 Direct
transaction QCOM Common Stock Tax liability $89,540 -484 -13% $185.00 3,343 20 Nov 2021 Direct
transaction QCOM Common Stock Tax liability $91,760 -496 -15% $185.00 2,847 20 Nov 2021 Direct
transaction QCOM Common Stock Sale $515,250 -2,847 -100% $180.98 0 22 Nov 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -1,436 -100% $0.000000* 0 20 Nov 2021 Common Stock 1,436 Direct F2, F3
transaction QCOM Restricted Stock Unit Options Exercise $0 -1,397 -33% $0.000000 2,793 20 Nov 2021 Common Stock 1,397 Direct F2, F4
transaction QCOM Restricted Stock Unit Options Exercise $0 -1,817 -33% $0.000000 3,635 20 Nov 2021 Common Stock 1,817 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction was conducted under a Rule 10b5-1 trading plan.
F2 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F3 The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vest semi-annually thereafter.
F4 The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vest semi-annually thereafter.
F5 The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2021, and the remaining balance vest semi-annually thereafter.