Erin L. Polek - Nov 20, 2021 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
SVP, Controller & CAO
Signature
By: Michele Shea, Attorney-in-Fact For: Erin L Polek
Stock symbol
QCOM
Transactions as of
Nov 20, 2021
Transactions value $
-$848,435
Form type
4
Date filed
11/23/2021, 03:09 PM
Previous filing
Oct 28, 2021
Next filing
Feb 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +1.44K $0.00 1.44K Nov 20, 2021 Direct
transaction QCOM Common Stock Options Exercise $0 +1.4K +97.35% $0.00 2.83K Nov 20, 2021 Direct
transaction QCOM Common Stock Options Exercise $0 +1.82K +64.12% $0.00 4.65K Nov 20, 2021 Direct
transaction QCOM Common Stock Tax liability -$152K -821 -17.66% $185.00 3.83K Nov 20, 2021 Direct
transaction QCOM Common Stock Tax liability -$89.5K -484 -12.65% $185.00 3.34K Nov 20, 2021 Direct
transaction QCOM Common Stock Tax liability -$91.8K -496 -14.84% $185.00 2.85K Nov 20, 2021 Direct
transaction QCOM Common Stock Sale -$515K -2.85K -100% $180.98 0 Nov 22, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -1.44K -100% $0.00* 0 Nov 20, 2021 Common Stock 1.44K Direct F2, F3
transaction QCOM Restricted Stock Unit Options Exercise $0 -1.4K -33.34% $0.00 2.79K Nov 20, 2021 Common Stock 1.4K Direct F2, F4
transaction QCOM Restricted Stock Unit Options Exercise $0 -1.82K -33.33% $0.00 3.63K Nov 20, 2021 Common Stock 1.82K Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction was conducted under a Rule 10b5-1 trading plan.
F2 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F3 The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vest semi-annually thereafter.
F4 The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vest semi-annually thereafter.
F5 The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2021, and the remaining balance vest semi-annually thereafter.