Ankor Rai - Oct 5, 2021 Form 3 Insider Report for ExlService Holdings, Inc. (EXLS)

Role
EVP, Chief Digital Officer
Signature
/s/ Lazbart Oseni, Attorney-in-Fact
Stock symbol
EXLS
Transactions as of
Oct 5, 2021
Transactions value $
$0
Form type
3
Date filed
10/15/2021, 05:16 PM
Next filing
Oct 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding EXLS Common Stock, par value $0.001 per share 0 Oct 5, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding EXLS Restricted Stock Units Oct 5, 2021 Common Stock, par value $0.001 per share 12.2K $0.00 Direct F1
holding EXLS Restricted Stock Units Oct 5, 2021 Common Stock, par value $0.001 per share 3.84K $0.00 Direct F2
holding EXLS Restricted Stock Units Oct 5, 2021 Common Stock, par value $0.001 per share 2.52K $0.00 Direct F3
holding EXLS Restricted Stock Units Oct 5, 2021 Common Stock, par value $0.001 per share 9.13K $0.00 Direct F4
holding EXLS Restricted Stock Units Oct 5, 2021 Common Stock, par value $0.001 per share 1.34K $0.00 Direct F5
holding EXLS Restricted Stock Units Oct 5, 2021 Common Stock, par value $0.001 per share 537 $0.00 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On September 1, 2021, the reporting person was granted 12,181 restricted stock units. The restricted stock units will vest in two installments, one-third on the second anniversary of the grant date, and two-thirds on the third anniversary of the grant date.
F2 On February 17, 2021, the reporting person was granted 3,840 restricted stock units, twenty-five percent of the restricted stock units will vest on February 17, 2022 an additional twenty-five percent of the restricted stock units will vest on February 17, 2023, an additional twenty-five percent of the restricted stock units will vest on February 17, 2024, and the remaining balance of twenty-five percent of the restricted stock units will vest on February 17, 2025. On February 17, 2021, the reporting person was also granted performance-based restricted stock units that are subject to material conditions beyond the reporting person's control, and, therefore, not considered derivative securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, and excluded from this report.
F3 On February 19, 2020, the reporting person was granted 3,360 restricted stock units, twenty-five percent of the restricted stock units became vested February 19, 2021 an additional twenty-five percent of the restricted stock units will vest on February 19, 2022, an additional twenty-five percent of the restricted stock units will vest on February 19, 2023, and the remaining balance of twenty-five percent of the restricted stock units will vest on February 19, 2024. On February 19, 2020, the reporting person was also granted performance-based restricted stock units that are subject to material conditions beyond the reporting person's control, and, therefore, not considered derivative securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, and excluded from this report.
F4 On October 22, 2019, the reporting person was granted 9,133 restricted stock units, fifty percent of the restricted stock units will vest on October 22, 2021, and the remaining balance of fifty percent of the restricted stock units will vest on October 22, 2022.
F5 On February 20, 2019, the reporting person was granted 2,685 restricted stock units, twenty five percent of the restricted stock units became vested on February 20, 2020, an additional twenty five percent of the restricted stock units became vested on February 20, 2021, an additional twenty five percent of the restricted stock units will vest on February 20, 2022, and the remaining balance of twenty five percent of the restricted stock units will vest on February 20, 2023. On February 20, 2019, the reporting person was also granted performance-based restricted stock units that are subject to material conditions beyond the reporting person's control, and, therefore, not considered derivative securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, and excluded from this report.
F6 On February 22, 2018, the reporting person was granted 2,145 restricted stock units, twenty-five percent of the restricted stock units became vested on February 22, 2019, an additional twenty-five percent of the restricted stock units became vested February 22, 2020, an additional twenty-five percent of the restricted stock units became vested on February 22, 2021, and the remaining balance of twenty-five percent of the restricted stock units will vest on February 22, 2022. On February 22, 2018, the reporting person was also granted performance-based restricted stock units that are subject to material conditions beyond the reporting person's control, and, therefore, not considered derivative securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, and excluded from this report.

Remarks:

Remarks: Mr. Oseni is the Company's Head of Administration and Accounts Exhibit List Exhibit 24.1: Power of Attorney