Kerrie Dvorak - 20 Nov 2021 Form 4 Insider Report for Groupon, Inc. (GRPN)

Role
Interim CAO
Signature
/s/ Erin G. Stone
Issuer symbol
GRPN
Transactions as of
20 Nov 2021
Net transactions value
-$10,961
Form type
4
Filing time
23 Nov 2021, 15:51:12 UTC
Previous filing
05 Nov 2021
Next filing
22 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GRPN Common Stock Options Exercise $0 +1,026 +95% $0.000000 2,101 20 Nov 2021 Direct
transaction GRPN Common Stock Tax liability $10,961 -455 -22% $24.09 1,646 20 Nov 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GRPN Restricted Stock Units Options Exercise $0 -1,026 -67% $0.000000 513 20 Nov 2021 Common Stock 1,026 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
F2 Each restricted stock unit represents a contingent right to receive one share of Common Stock.
F3 1,026 RSUs reported on this line vest on November 20, 2021 and 513 RSUs will vest on March 20, 2022, in each case subject to Ms. Dvorak's continued employment with the Company through each vesting date.