| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | REGN | Common Stock | Options Exercise | $81.2M | +203K | +54.27% | $399.66 | 578K | May 13, 2024 | Direct | F1 |
| transaction | REGN | Common Stock | Tax liability | -$141M | -144K | -25% | $976.79 | 433K | May 13, 2024 | Direct | F1 |
| transaction | REGN | Common Stock | Sale | -$22.2M | -22.7K | -5.24% | $979.16 | 411K | May 14, 2024 | Direct | F1, F2 |
| transaction | REGN | Common Stock | Sale | -$2.26M | -2.3K | -0.56% | $980.10 | 408K | May 14, 2024 | Direct | F1, F3 |
| transaction | REGN | Common Stock | Sale | -$7.7M | -7.86K | -1.93% | $979.05 | 400K | May 15, 2024 | Direct | F1, F4 |
| transaction | REGN | Common Stock | Sale | -$289K | -295 | -0.07% | $980.64 | 400K | May 15, 2024 | Direct | F1, F5 |
| transaction | REGN | Common Stock | Sale | -$1.06M | -1.08K | -0.27% | $981.50 | 399K | May 15, 2024 | Direct | F1, F6 |
| transaction | REGN | Common Stock | Sale | -$231K | -235 | -0.06% | $982.66 | 399K | May 15, 2024 | Direct | F1, F7 |
| transaction | REGN | Common Stock | Sale | -$246K | -250 | -0.06% | $983.91 | 398K | May 15, 2024 | Direct | F1, F8 |
| transaction | REGN | Common Stock | Sale | -$300K | -305 | -0.08% | $984.00 | 398K | May 15, 2024 | Direct | F1, F9 |
| transaction | REGN | Common Stock | Sale | -$277K | -281 | -0.07% | $985.72 | 398K | May 15, 2024 | Direct | F1, F10 |
| transaction | REGN | Common Stock | Sale | -$102K | -103 | -0.03% | $986.57 | 398K | May 15, 2024 | Direct | F1, F11 |
| transaction | REGN | Common Stock | Sale | -$225K | -228 | -0.06% | $987.46 | 398K | May 15, 2024 | Direct | F1, F12 |
| transaction | REGN | Common Stock | Sale | -$296K | -299 | -0.08% | $988.76 | 397K | May 15, 2024 | Direct | F1, F13 |
| holding | REGN | Common Stock | 250K | May 13, 2024 | 2023 GRAT | ||||||
| holding | REGN | Common Stock | 5.93K | May 13, 2024 | By 401(k) Plan | ||||||
| holding | REGN | Common Stock | 65K | May 13, 2024 | By Trust |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | REGN | Non-Qualified Stock Option (right to buy) | Options Exercise | $0 | -203K | -100% | $0.00* | 0 | May 13, 2024 | Common Stock | 203K | $399.66 | Direct | F1, F14 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c) adopted on February 5, 2024. |
| F2 | Represents volume-weighted average price of sales of 22,698 shares of Company stock on May 14, 2024 at prices ranging from $979.00 to $979.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 14, 2024 at each separate price. |
| F3 | Represents volume-weighted average price of sales of 2,302 shares of Company stock on May 14, 2024 at prices ranging from $980.00 to $980.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 14, 2024 at each separate price. |
| F4 | Represents volume-weighted average price of sales of 7,864 shares of Company stock on May 15, 2024 at prices ranging from $979.00 to $979.50. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 15, 2024 at each separate price. |
| F5 | Represents volume-weighted average price of sales of 295 shares of Company stock on May 15, 2024 at prices ranging from $980.17 to $980.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 15, 2024 at each separate price. |
| F6 | Represents volume-weighted average price of sales of 1,081 shares of Company stock on May 15, 2024 at prices ranging from $981.09 to $981.90. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 15, 2024 at each separate price. |
| F7 | Represents volume-weighted average price of sales of 235 shares of Company stock on May 15, 2024 at prices ranging from $982.31 to $982.68. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 15, 2024 at each separate price. |
| F8 | Represents volume-weighted average price of sales of 250 shares of Company stock on May 15, 2024 at prices ranging from $983.82 to $983.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 15, 2024 at each separate price. |
| F9 | Represents volume-weighted average price of sales of 305 shares of Company stock on May 15, 2024 at prices ranging from $984.00 to $984.02. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 15, 2024 at each separate price. |
| F10 | Represents volume-weighted average price of sales of 281 shares of Company stock on May 15, 2024 at prices ranging from $985.13 to $985.84. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 15, 2024 at each separate price. |
| F11 | Represents volume-weighted average price of sales of 103 shares of Company stock on May 15, 2024 at prices ranging from $986.37 to $986.96. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 15, 2024 at each separate price. |
| F12 | Represents volume-weighted average price of sales of 228 shares of Company stock on May 15, 2024 at prices ranging from $987.31 to $987.63. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 15, 2024 at each separate price. |
| F13 | Represents volume-weighted average price of sales of 299 shares of Company stock on May 15, 2024 at prices ranging from $988.00 to $988.97. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 15, 2024 at each separate price. |
| F14 | The stock option award vests in four equal annual installments, commencing one year after the date of grant. |