| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | REGN | Common Stock | Sale | -$15.2M | -16.8K | -8.56% | $900.00 | 180K | Jan 2, 2024 | By Trust for Chldn. | F1, F2 |
| holding | REGN | Common Stock | 752K | Jan 2, 2024 | Direct | ||||||
| holding | REGN | Common Stock | 5.89K | Jan 2, 2024 | By 401(k) Plan | ||||||
| holding | REGN | Common Stock | 121K | Jan 2, 2024 | by 2022 GRAT I | ||||||
| holding | REGN | Common Stock | 158K | Jan 2, 2024 | by 2022 GRAT II |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Disposition/acquisition made pursuant to plans intended to comply with Rule 10b5-1(c) adopted on November 29, 2022. |
| F2 | As investment trustee of trusts for the benefit of the reporting person's children. |