| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | REGN | Common Stock | Sale | $384,768 | -456 | -2.4% | $843.79 | 18,294 | 21 Dec 2023 | Direct | F1 |
| transaction | REGN | Common Stock | Sale | $1,033,166 | -1,224 | -6.7% | $844.09 | 17,070 | 21 Dec 2023 | Direct | F1 |
| transaction | REGN | Common Stock | Sale | $211,568 | -250 | -1.5% | $846.27 | 16,820 | 22 Dec 2023 | Direct | F1 |
| holding | REGN | Common Stock | 1,473 | 21 Dec 2023 | 2021 GRAT | ||||||
| holding | REGN | Common Stock | 4,269 | 21 Dec 2023 | 2022 GRAT | ||||||
| holding | REGN | Common Stock | 1,499 | 21 Dec 2023 | By 401(k) Plan | ||||||
| holding | REGN | Common Stock | 1,897 | 21 Dec 2023 | By Trust | F2 | |||||
| holding | REGN | Common Stock | 461 | 21 Dec 2023 | by Trust for Daugh | ||||||
| holding | REGN | Common Stock | 460 | 21 Dec 2023 | by Trust for Son |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c) adopted on August 25, 2023. |
| F2 | These shares are held in a trust for the benefit of the reporting person's spouse. The reporting person and the reporting person's spouse are trustees of the trust. |