| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | REGN | Common Stock | Gift | $0 | -25K | -7.41% | $0.00 | 313K | Mar 23, 2023 | Direct | F1 |
| holding | REGN | Common Stock | 1.96K | Mar 23, 2023 | By 401(k) Plan | ||||||
| holding | REGN | Common Stock | 126K | Mar 23, 2023 | by CLAT | ||||||
| holding | REGN | Common Stock | 23.5K | Mar 23, 2023 | by Spouse as Trustee | ||||||
| holding | REGN | Common Stock | 3.61K | Mar 23, 2023 | by trust for grandch | F2 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c) adopted on November 21, 2022. |
| F2 | By trusts for the benefit of nine grandchildren of the reporting person, each of which holds 401 shares of Company stock. The reporting person and/or the spouse of the reporting person is the trustee of each such trust. |