| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | REGN | Common Stock | Sale | -$1.77M | -2.19K | -10.64% | $806.47 | 18.4K | Mar 23, 2023 | Direct | F1 |
| holding | REGN | Common Stock | 1.47K | Mar 23, 2023 | 2021 GRAT | ||||||
| holding | REGN | Common Stock | 5K | Mar 23, 2023 | 2022 GRAT | ||||||
| holding | REGN | Common Stock | 1.48K | Mar 23, 2023 | By 401(k) Plan | ||||||
| holding | REGN | Common Stock | 1.9K | Mar 23, 2023 | By Trust | F2 | |||||
| holding | REGN | Common Stock | 461 | Mar 23, 2023 | by Trust for Daugh | ||||||
| holding | REGN | Common Stock | 460 | Mar 23, 2023 | by Trust for Son |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c) adopted on February 9, 2023. |
| F2 | These shares are held in a trust for the benefit of the reporting person's spouse. The reporting person and the reporting person's spouse are trustees of the trust. |