N. Anthony Coles - Sep 6, 2022 Form 4 Insider Report for REGENERON PHARMACEUTICALS, INC. (REGN)

Role
Director
Signature
By: Richard Gluckselig as attorney-in-fact For: N. Anthony Coles
Stock symbol
REGN
Transactions as of
Sep 6, 2022
Transactions value $
-$1,253,229
Form type
4
Date filed
9/8/2022, 04:06 PM
Previous filing
Feb 11, 2022
Next filing
Dec 13, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction REGN Common Stock Options Exercise $829K +2.22K +202.74% $374.12 3.31K Sep 6, 2022 Direct F1
transaction REGN Common Stock Sale -$173K -300 -9.07% $576.73 3.01K Sep 6, 2022 Direct F1, F2
transaction REGN Common Stock Options Exercise $1.41M +3.78K +125.76% $371.40 6.79K Sep 6, 2022 Direct F1
transaction REGN Common Stock Sale -$289K -500 -7.36% $577.07 6.29K Sep 6, 2022 Direct F1, F3
transaction REGN Common Stock Sale -$158K -273 -4.34% $578.25 6.02K Sep 6, 2022 Direct F1, F4
transaction REGN Common Stock Sale -$319K -550 -9.14% $579.85 5.47K Sep 6, 2022 Direct F1, F5
transaction REGN Common Stock Sale -$399K -688 -12.58% $580.44 4.78K Sep 6, 2022 Direct F1, F6
transaction REGN Common Stock Sale -$478K -822 -17.19% $581.44 3.96K Sep 6, 2022 Direct F1, F7
transaction REGN Common Stock Sale -$711K -1.22K -30.81% $582.56 2.74K Sep 6, 2022 Direct F1, F8
transaction REGN Common Stock Sale -$609K -1.05K -38.14% $583.16 1.7K Sep 6, 2022 Direct F1, F9
transaction REGN Common Stock Sale -$352K -602 -35.52% $584.57 1.09K Sep 6, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction REGN Non-Qualified Stock Option (right to buy) Options Exercise $0 -3.78K -100% $0.00* 0 Sep 6, 2022 Common Stock 3.78K $371.40 Direct F1, F10
transaction REGN Non-Qualified Stock Option (right to buy) Options Exercise $0 -2.22K -50.81% $0.00 2.15K Sep 6, 2022 Common Stock 2.22K $374.12 Direct F1, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).
F2 Represents volume-weighted average price of sales of 300 shares of Company stock on September 6, 2022 at prices ranging from $576.34 to $576.94. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 6, 2022 at each separate price.
F3 Represents volume-weighted average price of sales of 500 shares of Company stock on September 6, 2022 at prices ranging from $577.00 to $577.10. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 6, 2022 at each separate price.
F4 Represents volume-weighted average price of sales of 273 shares of Company stock on September 6, 2022 at prices ranging from $578.00 to $578.52. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 6, 2022 at each separate price.
F5 Represents volume-weighted average price of sales of 550 shares of Company stock on September 6, 2022 at prices ranging from $579.00 to $579.96. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 6, 2022 at each separate price.
F6 epresents volume-weighted average price of sales of 688 shares of Company stock on September 6, 2022 at prices ranging from $580.12 to $580.92. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 6, 2022 at each separate price.
F7 Represents volume-weighted average price of sales of 822 shares of Company stock on September 6, 2022 at prices ranging from $581.08 to $581.90. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 6, 2022 at each separate price.
F8 Represents volume-weighted average price of sales of 1,220 shares of Company stock on September 6, 2022 at prices ranging from $582.31 to $582.80. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 6, 2022 at each separate price.
F9 Represents volume-weighted average price of sales of 1,045 shares of Company stock on September 6, 2022 at prices ranging from $583.00 to $583.52. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 6, 2022 at each separate price.
F10 On the date of the Issuer's first annual meeting of shareholders following the date of grant, a portion of these stock options equal to the portion of one year that had passed from the date of grant became exercisable, and the remainder became exercisable on the first anniversary of the date of grant.