Evangelos Perros - Oct 1, 2024 Form 4 Insider Report for Pagaya Technologies Ltd. (PGY)

Signature
/s/ Natalie Wilmore, Attorney-in-Fact
Stock symbol
PGY
Transactions as of
Oct 1, 2024
Transactions value $
-$23,126
Form type
4
Date filed
10/3/2024, 04:05 PM
Previous filing
Aug 21, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PGY Class A Ordinary Share Award $0 +4.17K +17.52% $0.00 28K Oct 1, 2024 Direct
transaction PGY Class A Ordinary Share Sale -$23.1K -2.34K -8.36% $9.90 25.6K Oct 2, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PGY Restricted Stock Unit Award $0 -4.17K -50.01% $0.00 4.17K Oct 1, 2024 Class A Ordinary Share 4.17K $0.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
F2 1/4th of the total 33,333 restricted stock units initially subject to this award vested on April 1, 2023, 1/4th of the total units initially subject to this award vested on January 1, 2024 and the reminder of the award vests in 4 equal installments every three months for the 12 months thereafter.