Tami Rosen - Oct 1, 2024 Form 4 Insider Report for Pagaya Technologies Ltd. (PGY)

Role: Chief Development Officer, Director
Signature: /s/ Natalie Wilmore, Attorney-in-Fact
Stock symbol: PGY
Transactions as of: Oct 1, 2024
Transactions value $: -$289,476
Form type: 4
Date filed: 10/3/2024, 04:04 PM
Previous filing: Jun 26, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PGY	Class A Ordinary Share	Award	$0	+56.9K	+102.09%	$0.00	113K	Oct 1, 2024	Direct
transaction	PGY	Class A Ordinary Share	Sale	-$289K	-29.2K	-25.95%	$9.90	83.4K	Oct 2, 2024	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PGY	Restricted Stock Unit	Award	$0	-56.9K	-33.33%	$0.00	114K	Oct 1, 2024	Class A Ordinary Share	56.9K	$0.00	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
F2	1/3rd of the total 170,765 RSUs initially subject to this award vested on October 1, 2024, 1/3rd will vest on January 1, 2025 and the remaining RSUs shall vest over the following two quarters in two equal installments.