Orchard Investments, LLC - Sep 15, 2021 Form 3 Insider Report for OFS Capital Corp (OFS)

Role
10%+ Owner
Signature
/s/ Nicholas V. Morosoff, Officer of the Manager of Orchard Investments, LLC
Stock symbol
OFS
Transactions as of
Sep 15, 2021
Transactions value $
$0
Form type
3
Date filed
9/27/2021, 05:22 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding OFS Common Stock 2.95M Sep 15, 2021 - F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities are owned directly by Orchard First Source Asset Management ("OFSAM") and may be deemed to be indirectly owned by Orchard Investments, LLC through its interests in OFSAM, indirectly owned by The OI3 2019 Trust, as an owner of Orchard Investments, LLC, and indirectly owned by Richard S. Ressler, as investment trustee of The OI3 2019 Trust. Each of the foregoing persons disclaims beneficial ownership of the reported securities except to the extent of his/its pecuniary interest therein.