Derek C. Johnson - Mar 22, 2024 Form 4 Insider Report for Solid Power, Inc. (SLDP)

Role: Chief Operating Officer
Signature: /s/ James Liebscher, attorney-in-fact on behalf of Derek C. Johnson
Stock symbol: SLDP
Transactions as of: Mar 22, 2024
Transactions value $: $0
Form type: 4
Date filed: 3/26/2024, 12:03 PM
Previous filing: Mar 4, 2024
Next filing: Apr 1, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SLDP	Common Stock	Award	$0	+568K	+187.84%	$0.00	870K	Mar 22, 2024	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SLDP	Stock Option (Right to Buy)	Award	$0	+1.07M		$0.00	1.07M	Mar 22, 2024	Common Stock	1.07M	$1.56	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of the underlying common stock of the Issuer. The restricted stock units will vest as to 25% of the granted number on March 22, 2025, and the remaining 75% of the granted number will vest in 12 equal quarterly installments commencing on March 31, 2025, and thereafter at the end of each fiscal quarter of the Issuer, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through the applicable vesting date.
F2	The stock option will vest as to 25% of the shares of the Issuer's common stock underlying the grant on March 22, 2025, and will vest as to the remaining 75% of the shares underlying the grant in 12 equal quarterly installments commencing on March 31, 2025, and thereafter at the end of each fiscal quarter of the Issuer, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through the applicable vesting date.

Content

Each restricted stock unit represents a contingent right to receive one share of the underlying common stock of the Issuer. The restricted stock units will vest as to 25% of the granted number on March 22, 2025, and the remaining 75% of the granted number will vest in 12 equal quarterly installments commencing on March 31, 2025, and thereafter at the end of each fiscal quarter of the Issuer, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through the applicable vesting date.

The stock option will vest as to 25% of the shares of the Issuer's common stock underlying the grant on March 22, 2025, and will vest as to the remaining 75% of the shares underlying the grant in 12 equal quarterly installments commencing on March 31, 2025, and thereafter at the end of each fiscal quarter of the Issuer, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through the applicable vesting date.