Derek C. Johnson - Mar 2, 2023 Form 4 Insider Report for Solid Power, Inc. (SLDP)

Signature
/s/ James Liebscher, attorney-in-fact on behalf of Derek C. Johnson
Stock symbol
SLDP
Transactions as of
Mar 2, 2023
Transactions value $
$0
Form type
4
Date filed
3/3/2023, 02:34 PM
Previous filing
May 13, 2022
Next filing
May 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SLDP Common Stock Award $0 +254K +287.62% $0.00 342K Mar 2, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SLDP Stock Option (Right to Buy) Award $0 +549K $0.00 549K Mar 2, 2023 Common Stock 549K $3.11 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the underlying common stock of the Issuer. The restricted stock units will vest as to 25% of the granted number on March 2, 2024, and the remaining 75% of the granted number will vest in 12 equal quarterly installments commencing on March 31, 2024, and thereafter at the end of each fiscal quarter of the Issuer, subject to the reporting person continuing to be a service provider (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable vesting date.
F2 The stock option will vest as to 25% of the shares of the Issuer's common stock underlying the grant on March 2, 2024, and will vest as to the remaining 75% of the shares underlying the grant in 12 equal quarterly installments commencing on March 31, 2024, and thereafter at the end of each fiscal quarter of the Issuer, subject to the reporting person continuing to be a service provider (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable vesting date.