Kristen K. Buck - 09 Jan 2024 Form 4 Insider Report for LISATA THERAPEUTICS, INC. (LSTA)

Signature
James Nisco, Attorney-in-Fact for Kristen K. Buck
Issuer symbol
LSTA
Transactions as of
09 Jan 2024
Net transactions value
-$18,069
Form type
4
Filing time
11 Jan 2024, 16:11:56 UTC
Previous filing
05 Sep 2023
Next filing
02 Oct 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSTA Common Stock Award $0 +27,000 +82% $0.000000 59,915 09 Jan 2024 Direct F1, F2
transaction LSTA Common Stock Tax liability $9,921 -3,221 -5.4% $3.08 56,694 09 Jan 2024 Direct F2, F3
transaction LSTA Common Stock Tax liability $6,613 -2,147 -3.8% $3.08 54,547 09 Jan 2024 Direct F2, F3
transaction LSTA Common Stock Tax liability $1,536 -512 -0.94% $3.00 54,035 10 Jan 2024 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSTA Stock Option (Right to Buy) Award $0 +14,000 $0.000000 14,000 09 Jan 2024 Common Stock 14,000 $3.08 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 27,000 restricted stock awards granted under the Issuer's 2018 Equity Incentive Compensation Plan. The restricted stock awards vest in four equal installments, with one-fourth of the shares vesting on the date of grant and an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date.
F2 Includes 31,400 unvested restricted stock.
F3 Shares withheld as payment of a tax liability on vesting of restricted stock.
F4 Includes 30,325 unvested restricted stock.
F5 One-fourth of the shares underlying the stock options vest immediately on the grant date, with an additional one-fourth vesting on each of the first, second and third anniversaries of the grant date.