Luis Dussan - 15 Feb 2023 Form 4 Insider Report for AEye, Inc. (LIDR)

Role
CTO and Chief Prdct Strategist, Director, 10%+ Owner
Signature
Andrew S. Hughes, by power of attorney previously filed
Issuer symbol
LIDR
Transactions as of
15 Feb 2023
Net transactions value
-$13,808
Form type
4
Filing time
16 Feb 2023, 16:46:02 UTC
Previous filing
16 Dec 2022
Next filing
03 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIDR Common Stock Tax liability $13,808 -17,664 -4% $0.7817 428,199 15 Feb 2023 Direct F1
holding LIDR Common Stock 17,236,664 15 Feb 2023 Luis Dussan Trust A U/A/D 5/18/2022 F2
holding LIDR Common Stock 1,080,000 15 Feb 2023 Jennifer Dussan Trust A U/A/D 5/18/2022 F3
holding LIDR Common Stock 372,080 15 Feb 2023 Luis Carlos Dussan Family Trust dated January 20, 2021 F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.
F2 The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.
F3 The Jennifer Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the spouse of the Reporting Person, and the Reporting Person is the Trustee.
F4 The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.