Luis Dussan - Aug 16, 2021 Form 4 Insider Report for AEye, Inc. (LIDR)

Role: CTO and Chief Prdct Strategist, Director, 10%+ Owner
Signature: Luis Dussan
Stock symbol: LIDR
Transactions as of: Aug 16, 2021
Transactions value $: -$21,232
Form type: 4
Date filed: 11/18/2021, 06:46 PM
Next filing: Dec 16, 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LIDR	Common Stock	Tax liability	-$15.4K	-1.79K	-0.01%	$8.58^*	18.3M	Aug 16, 2021	Direct	F1, F2
transaction	LIDR	Common Stock	Tax liability	-$2.94K	-299	0%	$9.83^*	18.3M	Sep 16, 2021	Direct	F1
transaction	LIDR	Common Stock	Tax liability	-$1.29K	-299	0%	$4.32^*	18.3M	Oct 16, 2021	Direct	F1
transaction	LIDR	Common Stock	Tax liability	-$1.61K	-299	0%	$5.38^*	18.3M	Nov 16, 2021	Direct	F1
holding	LIDR	Common Stock						372K	Aug 16, 2021	Luis Carlos Dussan Family Trust dated January 20, 2021	F3

Showing 1 to 5 of 5 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.
F2	Reflects the correction of the grant occurring on 08/16/2021, which was received in exchange for 3,000 Restricted Stock Units of AEye Technologies in connection with the merger of AEye Technologies into the Company, said grant was reported as 18,604 shares, but it should have been 11,162 shares in total.
F3	The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.