Luis Dussan - 16 Aug 2021 Form 4 Insider Report for AEye, Inc. (LIDR)

Role
CTO and Chief Prdct Strategist, Director, 10%+ Owner
Signature
Luis Dussan
Issuer symbol
LIDR
Transactions as of
16 Aug 2021
Net transactions value
-$21,232
Form type
4
Filing time
18 Nov 2021, 18:46:21 UTC
Next filing
16 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIDR Common Stock Tax liability $15,393 -1,794 -0.01% $8.58* 18,326,032 16 Aug 2021 Direct F1, F2
transaction LIDR Common Stock Tax liability $2,939 -299 -0% $9.83* 18,325,733 16 Sep 2021 Direct F1
transaction LIDR Common Stock Tax liability $1,292 -299 -0% $4.32* 18,325,434 16 Oct 2021 Direct F1
transaction LIDR Common Stock Tax liability $1,609 -299 -0% $5.38* 18,325,135 16 Nov 2021 Direct F1
holding LIDR Common Stock 372,080 16 Aug 2021 Luis Carlos Dussan Family Trust dated January 20, 2021 F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.
F2 Reflects the correction of the grant occurring on 08/16/2021, which was received in exchange for 3,000 Restricted Stock Units of AEye Technologies in connection with the merger of AEye Technologies into the Company, said grant was reported as 18,604 shares, but it should have been 11,162 shares in total.
F3 The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.