Daniel O'Prey - 03 Feb 2023 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Signature
/s/ Marc D'Annunzio Attorney-in-Fact for Daniel O'Prey
Issuer symbol
BKKT
Transactions as of
03 Feb 2023
Net transactions value
-$53,712
Form type
4
Filing time
06 Feb 2023, 20:12:01 UTC
Previous filing
17 Feb 2022
Next filing
14 Feb 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Tax liability $53,712 -26,856 -9.3% $2.00 260,635 03 Feb 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 In connection with the vesting of restricted stock units on January 21, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on January 20, 2023.
F2 Includes 221,491 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.