Amit Nagra - Nov 11, 2021 Form 4/A - Amendment Insider Report for Rockley Photonics Holdings Ltd (RKLY)

Role: Chief Operating Officer
Signature: /s/ Tom Adams, Attorney-in-fact for Amit Nagra
Stock symbol: RKLY
Transactions as of: Nov 11, 2021
Transactions value $: -$34,066
Form type: 4/A - Amendment
Date filed: 7/8/2022, 09:06 PM
Date Of Original Report: Mar 17, 2022
Previous filing: Oct 27, 2021
Next filing: Dec 15, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RKLY	Ordinary Share	Options Exercise	$0	+6.63K	+1.37%	$0.00	490K	Nov 11, 2021	Direct	F1
transaction	RKLY	Ordinary Share	Tax liability	-$10.5K	-2.72K	-0.55%	$3.87^*	487K	Nov 11, 2021	Direct	F1
transaction	RKLY	Ordinary Share	Options Exercise	$0	+2.32K	+0.48%	$0.00	489K	Nov 11, 2021	Direct	F1
transaction	RKLY	Ordinary Share	Tax liability	-$3.67K	-949	-0.19%	$3.87^*	489K	Nov 11, 2021	Direct	F1
transaction	RKLY	Ordinary Share	Options Exercise	$0	+6.63K	+1.36%	$0.00	495K	Feb 11, 2022	Direct	F2
transaction	RKLY	Ordinary Share	Tax liability	-$15.2K	-3.9K	-0.79%	$3.90^*	491K	Feb 11, 2022	Direct	F2
transaction	RKLY	Ordinary Share	Options Exercise	$0	+2.32K	+0.47%	$0.00	494K	Feb 11, 2022	Direct	F2
transaction	RKLY	Ordinary Share	Tax liability	-$4.68K	-1.2K	-0.24%	$3.90^*	492K	Feb 11, 2022	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	RKLY	Restricted Stock Unit	Options Exercise	$0	-6.63K	-6.25%	$0.00	99.5K	Nov 11, 2021	Ordinary Share	6.63K	$0.00	Direct	F1
transaction	RKLY	Restricted Stock Unit	Options Exercise	$0	-2.32K	-6.25%	$0.00	34.8K	Nov 11, 2021	Ordinary Share	2.32K		Direct	F1
transaction	RKLY	Restricted Stock Unit	Options Exercise	$0	-6.63K	-6.67%	$0.00	92.8K	Feb 11, 2022	Ordinary Share	6.63K	$0.00	Direct	F2
transaction	RKLY	Restricted Stock Unit	Options Exercise	$0	-2.32K	-6.67%	$0.00	32.4K	Feb 11, 2022	Ordinary Share	2.32K		Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Amit Nagra is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit vested and converted into the right to receive one Ordinary Share effective 11/11/2021; however, the transaction was not executed by the plan administrator until 1/10/2022.
F2	Each Restricted Stock Unit vested and converted into the right to receive one Ordinary Share effective 2/11/2022; however, the transaction was not executed by the plan administrator until 3/15/2022.