Gavin Constantine Michael - 07 Feb 2024 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
09 Feb 2024, 20:51:43 UTC
Prior SEC filing
29 Jan 2024
Next SEC filing
26 Feb 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Marc D'Annunzio Attorney-in-Fact for Gavin Constantine Michael

Key filing fact

Gavin Constantine Michael filed Form 4 for Bakkt Holdings, Inc. (BKKT) on 09 Feb 2024.

Key facts

  • This page summarizes Gavin Constantine Michael's Form 4 filing for Bakkt Holdings, Inc. (BKKT).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 09 Feb 2024, 20:51.

Change

  • Previous filing in this sequence was filed on 29 Jan 2024.
  • Current net transaction value: -$95,421.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BKKT transaction

Class A Common Stock

Tax liability

Transaction value
$95,421
Shares
-67,198
Change %
-2.8%
Price
$1.42
Shares after
2,364,881
Date
07 Feb 2024
Ownership
Direct
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

In connection with the vesting of restricted stock units on February 1, 2024, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 1, 2024.

Footnote F2

Includes 1,301,042 shares of Class A Common Stock subject to restricted stock units awards that remain subject to vesting.

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