Gavin Constantine Michael - Feb 7, 2024 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Signature
/s/ Marc D'Annunzio Attorney-in-Fact for Gavin Constantine Michael
Stock symbol
BKKT
Transactions as of
Feb 7, 2024
Transactions value $
-$95,421
Form type
4
Date filed
2/9/2024, 08:51 PM
Previous filing
Jan 29, 2024
Next filing
Feb 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Tax liability -$95.4K -67.2K -2.76% $1.42 2.36M Feb 7, 2024 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 In connection with the vesting of restricted stock units on February 1, 2024, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 1, 2024.
F2 Includes 1,301,042 shares of Class A Common Stock subject to restricted stock units awards that remain subject to vesting.