Gavin Constantine Michael - Feb 24, 2023 Form 4/A - Amendment Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
CEO and President, Director
Signature
/s/ Marc D'Annunzio Attorney-in-Fact for Gavin Constantine Michael
Stock symbol
BKKT
Transactions as of
Feb 24, 2023
Transactions value $
$0
Form type
4/A - Amendment
Date filed
4/19/2023, 06:39 PM
Date Of Original Report
Feb 28, 2023
Previous filing
Feb 14, 2023
Next filing
May 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Award $0 +392K +18.9% $0.00 2.46M Feb 24, 2023 Direct F1, F2
transaction BKKT Class A Common Stock Award $0 +80K +3.25% $0.00 2.54M Feb 24, 2023 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.
F2 Includes 2,029,617 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.
F3 These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.
F4 Includes 2,109,617 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.