| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BKKT | Class A Common Stock | Sale | -$541K | -340K | -12.2% | $1.59 | 2.45M | Feb 1, 2023 | Direct | F1, F2, F3 |
| transaction | BKKT | Class A Common Stock | Tax liability | -$615K | -308K | -12.57% | $2.00 | 2.14M | Feb 3, 2023 | Direct | F3, F4 |
| Id | Content |
|---|---|
| F1 | The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/30/2022. |
| F2 | Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $1.52 to $1.70, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| F3 | Includes 2,099,489 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting. |
| F4 | In connection with the vesting of restricted stock units on January 21, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on January 20, 2023. |