Jason Warnick - 01 Dec 2025 Form 4 Insider Report for Robinhood Markets, Inc. (HOOD)

Signature
/s/ Matthew Yorkavich, attorney-in-fact for Jason Warnick
Issuer symbol
HOOD
Transactions as of
01 Dec 2025
Net transactions value
-$5,829,206
Form type
4
Filing time
03 Dec 2025, 17:57:44 UTC
Previous filing
21 Nov 2025
Next filing
05 Jan 2026

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Warnick Jason Chief Financial Officer C/O ROBINHOOD MARKETS, INC., 85 WILLOW ROAD, MENLO PARK /s/ Matthew Yorkavich, attorney-in-fact for Jason Warnick 03 Dec 2025 0001871212

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HOOD Class A Common Stock Options Exercise +112,333 +25% 561,415 01 Dec 2025 Direct F1, F2
transaction HOOD Class A Common Stock Tax liability $5,829,206 -45,367 -8.1% $128.49 516,048 01 Dec 2025 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HOOD Restricted Stock Units Options Exercise $0 -24,113 -50% $0.000000 24,113 01 Dec 2025 Class A Common Stock 24,113 Direct F1, F4
transaction HOOD Restricted Stock Units Options Exercise $0 -48,993 -17% $0.000000 244,961 01 Dec 2025 Class A Common Stock 48,993 Direct F1, F5
transaction HOOD Restricted Stock Units Options Exercise $0 -22,730 -10% $0.000000 204,574 01 Dec 2025 Class A Common Stock 22,730 Direct F1, F6
transaction HOOD Restricted Stock Units Options Exercise $0 -16,497 -7.1% $0.000000 214,463 01 Dec 2025 Class A Common Stock 16,497 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
F2 Reflects the acquisition of 391 shares in November 2025 under the Robinhood Markets, Inc. ("Robinhood") 2021 Employee Share Purchase Plan.
F3 Represents shares withheld by Robinhood to satisfy tax withholding obligations in connection with the vesting and settlement of 112,333 RSUs and does not represent a sale by the Reporting Person.
F4 On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
F5 On March 22, 2023, the Reporting Person was granted 783,785 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
F6 On March 20, 2024, the Reporting Person was granted 363,686 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
F7 On March 20, 2025, the Reporting Person was granted 263,954 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.