| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Shanmugam Muthusamy | HEAD OF R&D, COO-NOVITIUM OPS, Director | C/O ANI PHARMACEUTICALS, INC., 210 MAIN STREET WEST, BAUDETTE | /s/ Muthusamy Shanmugam, by attorney-in-fact Meredith W. Cook | 13 Feb 2026 | 0001870913 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ANIP | Common Stock | Tax liability | $220,972 | -2,898 | -3.1% | $76.25 | 89,940 | 11 Feb 2026 | Direct | F1, F2 |
| holding | ANIP | Common Stock | 431,920 | 11 Feb 2026 | Held by Esjay LLC | F3 | |||||
| holding | ANIP | Common Stock | 5,000 | 11 Feb 2026 | Held by SS Pharma LLC | F4 |
| Id | Content |
|---|---|
| F1 | Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 11,578 performance stock units, the grant of which was previously reported on April 6, 2023. |
| F2 | Includes 250 shares of ANI Pharmaceuticals, Inc. Common Stock that were acquired under the ANI Pharmaceuticals, Inc. Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(d) and Rule 16b-3(c). |
| F3 | The reporting person holds voting and dispositive power over the shares held by Esjay LLC. |
| F4 | The reporting person holds voting and dispositive power over the shares held by SS Pharma LLC. |