Karen Alexander - Dec 28, 2023 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
Chief Financial Officer
Signature
/s/ Marc D'Annunzio Attorney-in-Fact for Karen Alexander
Stock symbol
BKKT
Transactions as of
Dec 28, 2023
Transactions value $
-$16,418
Form type
4
Date filed
1/2/2024, 04:57 PM
Previous filing
Aug 29, 2023
Next filing
Feb 9, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Tax liability -$16.4K -8.92K -2.29% $1.84 381K Dec 28, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 In connection with the vesting of restricted stock units on December 21, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on December 21, 2023.
F2 Includes 307,796 shares of Class A Common Stock subject to restricted stock units awards that remain subject to vesting.