Karen Alexander - 17 Apr 2023 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
Chief Financial Officer
Signature
/s/ Marc D'Annunzio Attorney-in-Fact for Karen Alexander
Issuer symbol
BKKT
Transactions as of
17 Apr 2023
Net transactions value
$0
Form type
4
Filing time
19 Apr 2023, 21:15:47 UTC
Previous filing
28 Feb 2023
Next filing
29 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Award $0 +24,999 +6.5% $0.000000 410,879 17 Apr 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Class A common stock issuable to the reporting person based on the attainment of performance goals in respect of performance stock units granted on 08/26/2022 that remain subject to vesting.
F2 Includes 390,545 shares of Class A Common Stock subject to restricted stock units awards that remain subject to vesting.