Kristopher Simpson - 05 Jan 2023 Form 4/A Insider Report for URBAN ONE, INC. (UONE)

Reporting relationship: SVP & General Counsel
Issuer ticker: UONE
Reported as of: 05 Jan 2023
Net transaction value: -$101,250
SEC form: 4/A
Accepted by SEC: 10 Jan 2024, 18:40:39 UTC
Original report date: 09 Jan 2024
Prior SEC filing: 29 Sep 2022
Next SEC filing: 08 Feb 2023
Source filing: View source filing
Reporting owner signature: Kristopher Simpson

Key filing fact

Kristopher Simpson filed Form 4/A for URBAN ONE, INC. (UONE) on 10 Jan 2024.

Key facts

This page summarizes Kristopher Simpson's Form 4/A filing for URBAN ONE, INC. (UONE).
4 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 10 Jan 2024, 18:40.

Change

Previous filing in this sequence was filed on 29 Sep 2022.
Current net transaction value: -$101,250.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

UONEK transaction

Class D Common Stock

Award

Transaction value: $0
Shares: +27,291
Change %: +296%
Price: $0.000000
Shares after: 36,501
Date: 05 Jan 2024
Ownership: Direct
Footnotes: F1

UONEK transaction

Class D Common Stock

Tax liability

Transaction value: $53,817
Shares: -14,506
Change %: -40%
Price: $3.71
Shares after: 21,995
Date: 05 Jan 2024
Ownership: Direct

UONEK transaction

Class D Common Stock

Disposed to Issuer

Transaction value: $47,432
Shares: -12,785
Change %: -58%
Price: $3.71
Shares after: 9,210
Date: 05 Jan 2024
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

UONEK transaction Derivative

Stock Option (Class D)

Award

Transaction value: $0
Shares: +18,565
Change %: +77%
Price: $0.000000
Shares after: 42,622
Date: 05 Jan 2024
Ownership: Direct
Underlying class: Class D Common Stock
Underlying amount: 18,565
Exercise price: $3.71

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Award vested immediately upon pricing.

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