Gregory N. Henry - Apr 12, 2023 Form 4 Insider Report for Couchbase, Inc. (BASE)

Signature
/s/ Margaret Chow, by Power of Attorney for Gregory N. Henry
Stock symbol
BASE
Transactions as of
Apr 12, 2023
Transactions value $
-$81,726
Form type
4
Date filed
4/14/2023, 07:45 PM
Previous filing
Mar 20, 2023
Next filing
Jun 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BASE Common Stock Sale -$81.7K -5.45K -1.18% $15.00 458K Apr 12, 2023 The Henry Family Trust F1, F2, F3
holding BASE Common Stock 1K Apr 12, 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported on this Form 4 represents shares sold by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 9/28/2022.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.0000 to $15.0200, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 Includes restricted stock units ("RSUs") or performance-based restricted stock units ("PSUs"), each of which represents a contingent right to receive one share of the Issuer's Common Stock, subject to the applicable vesting schedule and the conditions of each RSU or PSU, respectively. On March 27, 2023, the Reporting Person transferred 187,185 RSUs to the Henry Family Trust, of which the Reporting Person serves as trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the trust.