Sharla A. Cook - 29 Jun 2021 Form 3 Insider Report for Better Choice Co Inc. (SRXH)

Role
CFO
Signature
Becky Pickett, Attorney-in-Fact for Sharla A Cook
Issuer symbol
SRXH
Transactions as of
29 Jun 2021
Net transactions value
$0
Form type
3
Filing time
08 Jul 2021, 07:46:14 UTC
Next filing
12 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BTTR Common Stock 3,334 29 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BTTR Stock Options 29 Jun 2021 Common Stock 33,334 $3.60 Direct F1, F2
holding BTTR Stock Options 29 Jun 2021 Common Stock 16,667 $7.74 Direct F1, F3
holding BTTR Stock Options 29 Jun 2021 Common Stock 25,000 $8.82 Direct F1, F4
holding BTTR Purchase Warrants 29 Jun 2021 Common Stock 3,334 $4.50 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 After giving effect to a 1:6 reverse stock split conducted by the issuer effective as of June 28, 2021.
F2 Options granted on April 13, 2020 and are to vest as to 1/3rd of the shares on the first annual anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter.
F3 Options granted on January 8, 2021 and are to vest as to 1/3rd of the shares on the first annual anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter.
F4 Options granted on March 3, 2021, and 67% of the options shall vest as follows: 1/3rd of the shares on the first annual anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter. The remaining 33% of the options shall vest as follows: 1/3rd of the shares on the 18 month anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney