Ahmed Pasha - 01 Jan 2025 Form 4 Insider Report for Fluence Energy, Inc. (FLNC)

Role
SVP & Chief Financial Officer
Signature
/s/ Leah Patterson as Attorney-in-fact for Ahmed Pasha
Issuer symbol
FLNC
Transactions as of
01 Jan 2025
Net transactions value
-$79,384
Form type
4
Filing time
03 Jan 2025, 16:05:40 UTC
Previous filing
20 Dec 2024
Next filing
18 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FLNC Class A Common Stock Options Exercise +10,902 +330% 14,202 01 Jan 2025 Direct F1
transaction FLNC Class A Common Stock Tax liability $79,384 -4,999 -35% $15.88 9,203 01 Jan 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FLNC Restricted Stock Unit Options Exercise $0 -10,902 -33% $0.000000 21,803 01 Jan 2025 Class A Common Stock 10,902 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F2 Represents the number of shares of Class A Common Stock that have been withheld to satisfy income tax withholding obligations in connection with the vesting of the RSUs.
F3 The reporting person was granted 32,705 RSUs on January 1, 2024. The vesting schedule is as follows: 1/3 of the total RSUs vested on January 1, 2025, 1/3 of the total RSUs will vest on January 1, 2026, and 1/3 of the total RSUs will vest on January 1, 2027, subject to continued service through such vesting date. The RSUs have no expiration date.