John Zahurancik - Apr 28, 2024 Form 4 Insider Report for Fluence Energy, Inc. (FLNC)

Role
SVP and President, Americas
Signature
/s/ Francis A. Fuselier as Attorney-in-fact for John Zahurancik
Stock symbol
FLNC
Transactions as of
Apr 28, 2024
Transactions value $
-$234,047
Form type
4
Date filed
4/30/2024, 04:22 PM
Previous filing
Dec 12, 2023
Next filing
Jun 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FLNC Class A Common Stock Options Exercise $0 +45.9K +71.63% $0.00 110K Apr 28, 2024 Direct F1
transaction FLNC Class A Common Stock Tax liability -$234K -13.9K -12.64% $16.85 96K Apr 28, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FLNC Phantom Unit Options Exercise -45.9K -100% 0 Apr 28, 2024 Class A Common Stock 45.9K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each phantom unit was the economic equivalent of one share of the Issuer's Class A common stock and was settled in cash or shares at the discretion of the Issuer's board of directors.
F2 Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting and settlement of the phantom units reported herein.
F3 The phantom units vested and settled in shares of the Issuer's Class A common stock on April 28, 2024.