Rebecca Boll - Apr 28, 2024 Form 4 Insider Report for Fluence Energy, Inc. (FLNC)

Role
SVP & Chief Product Officer
Signature
/s/ Francis A. Fuselier as Attorney-in-fact for Rebecca Boll
Stock symbol
FLNC
Transactions as of
Apr 28, 2024
Transactions value $
-$203,834
Form type
4
Date filed
4/30/2024, 04:12 PM
Previous filing
Feb 8, 2024
Next filing
Aug 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FLNC Class A Common Stock Options Exercise $0 +40.9K +76.98% $0.00 94.1K Apr 28, 2024 Direct F1
transaction FLNC Class A Common Stock Tax liability -$204K -12.1K -12.85% $16.85 82K Apr 28, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FLNC Phantom Unit Options Exercise -40.9K -100% 0 Apr 28, 2024 Class A Common Stock 40.9K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each phantom unit was the economic equivalent of one share of the Issuer's Class A common stock and was settled in cash or shares at the discretion of the Issuer's board of directors.
F2 Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting and settlement of the phantom units reported herein.
F3 The phantom units vested and settled in shares of the Issuer's Class A common stock on April 28, 2024.