Rebecca Boll - 28 Apr 2024 Form 4 Insider Report for Fluence Energy, Inc. (FLNC)

Role
SVP & Chief Product Officer
Signature
/s/ Francis A. Fuselier as Attorney-in-fact for Rebecca Boll
Issuer symbol
FLNC
Transactions as of
28 Apr 2024
Net transactions value
-$203,834
Form type
4
Filing time
30 Apr 2024, 16:12:21 UTC
Previous filing
08 Feb 2024
Next filing
05 Aug 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FLNC Class A Common Stock Options Exercise $0 +40,932 +77% $0.000000 94,105 28 Apr 2024 Direct F1
transaction FLNC Class A Common Stock Tax liability $203,834 -12,097 -13% $16.85 82,008 28 Apr 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FLNC Phantom Unit Options Exercise -40,932 -100% 0 28 Apr 2024 Class A Common Stock 40,932 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each phantom unit was the economic equivalent of one share of the Issuer's Class A common stock and was settled in cash or shares at the discretion of the Issuer's board of directors.
F2 Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting and settlement of the phantom units reported herein.
F3 The phantom units vested and settled in shares of the Issuer's Class A common stock on April 28, 2024.