John Zahurancik - Nov 28, 2023 Form 3 Insider Report for Fluence Energy, Inc. (FLNC)

Role
SVP and President, Americas
Signature
/s/ Francis A. Fuselier as Attorney-in-fact for John Zahurancik
Stock symbol
FLNC
Transactions as of
Nov 28, 2023
Transactions value $
$0
Form type
3
Date filed
12/8/2023, 04:02 PM
Next filing
Dec 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding FLNC Class A Common Stock 91.7K Nov 28, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FLNC Phantom Unit Nov 28, 2023 Class A Common Stock 45.9K Direct F1, F2
holding FLNC Stock Option Nov 28, 2023 Class A Common Stock 406K $2.45 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The phantom units will vest and settle on April 28, 2024, subject to continued employment of the Reporting Person on such vesting date.
F2 Each phantom unit is the economic equivalent of one share of the Issuer's Class A common stock and may be settled in cash or shares at the discretion of the Issuer's board of directors.
F3 The stock option grant vests in three equal annual installments, beginning April 2, 2022, subject to the Reporting Person's continued employment with the Issuer through each respective vesting date. 253,782 of the stock options are fully vested and exercisable. 151,892 of the stock options will vest on April 2, 2024, subject to continued employment of the Reporting Person on such vesting date.

Remarks:

Exhibit 24.1 Power of Attorney