John Zahurancik - 28 Nov 2023 Form 3 Insider Report for Fluence Energy, Inc. (FLNC)

Role
SVP and President, Americas
Signature
/s/ Francis A. Fuselier as Attorney-in-fact for John Zahurancik
Issuer symbol
FLNC
Transactions as of
28 Nov 2023
Net transactions value
$0
Form type
3
Filing time
08 Dec 2023, 16:02:50 UTC
Next filing
12 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding FLNC Class A Common Stock 91,726 28 Nov 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FLNC Phantom Unit 28 Nov 2023 Class A Common Stock 45,863 Direct F1, F2
holding FLNC Stock Option 28 Nov 2023 Class A Common Stock 405,674 $2.45 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The phantom units will vest and settle on April 28, 2024, subject to continued employment of the Reporting Person on such vesting date.
F2 Each phantom unit is the economic equivalent of one share of the Issuer's Class A common stock and may be settled in cash or shares at the discretion of the Issuer's board of directors.
F3 The stock option grant vests in three equal annual installments, beginning April 2, 2022, subject to the Reporting Person's continued employment with the Issuer through each respective vesting date. 253,782 of the stock options are fully vested and exercisable. 151,892 of the stock options will vest on April 2, 2024, subject to continued employment of the Reporting Person on such vesting date.

Remarks:

Exhibit 24.1 Power of Attorney