Krishna C. Vanka - 01 Sep 2023 Form 4 Insider Report for Fluence Energy, Inc. (FLNC)

Signature
/s/ Francis A. Fuselier as Attorney-in-fact for Krishna C Vanka
Issuer symbol
FLNC
Transactions as of
01 Sep 2023
Net transactions value
-$110,132
Form type
4
Filing time
06 Sep 2023, 16:10:31 UTC
Previous filing
02 Sep 2022
Next filing
12 Mar 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FLNC Class A Common Stock Options Exercise +9,244 9,244 01 Sep 2023 Direct F1
transaction FLNC Class A Common Stock Tax liability $110,132 -3,999 -43% $27.54 5,245 01 Sep 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FLNC Restricted Stock Unit Options Exercise $0 -9,244 -33% $0.000000 18,488 01 Sep 2023 Class A Common Stock 9,244 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F2 Represents the number of shares of Class A Common Stock that have been withheld to satisfy income tax withholding obligations in connection with the vesting of the RSUs.
F3 The RSUs vest annually as to 1/3rd of the total shares, beginning on September 1, 2023, subject to continued service through each vesting date. The RSUS have no expiration date.