Julian Nebreda - Sep 1, 2023 Form 4 Insider Report for Fluence Energy, Inc. (FLNC)

Role: President and CEO, Director
Signature: /s/ Francis A. Fuselier as Attorney-in-fact for Julian Nebreda
Stock symbol: FLNC
Transactions as of: Sep 1, 2023
Transactions value $: -$491,038
Form type: 4
Date filed: 9/6/2023, 04:05 PM
Previous filing: Sep 2, 2022
Next filing: Dec 12, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FLNC	Class A Common Stock	Options Exercise		+46.2K	+231.1%		66.2K	Sep 1, 2023	Direct	F1
transaction	FLNC	Class A Common Stock	Tax liability	-$491K	-17.8K	-26.93%	$27.54	48.4K	Sep 1, 2023	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	FLNC	Restricted Stock Unit	Options Exercise	$0	-46.2K	-33.33%	$0.00	92.4K	Sep 1, 2023	Class A Common Stock	46.2K		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F2	Represents the number of shares of Class A Common Stock that have been withheld to satisfy income tax withholding obligations in connection with the vesting of the RSUs.
F3	The RSUs vest annually as to 1/3rd of the total shares, beginning on September 1, 2023, subject to continued service through each vesting date. The RSUS have no expiration date.