Herman E. Bulls - 19 Mar 2023 Form 4 Insider Report for Fluence Energy, Inc. (FLNC)

Role: Director
Signature: /s/ Francis A. Fuselier as Attorney-in-fact for Herman E. Bulls
Issuer symbol: FLNC
Transactions as of: 19 Mar 2023
Net transactions value: $0
Form type: 4
Filing time: 21 Mar 2023, 16:14:18 UTC
Previous filing: 14 Nov 2022
Next filing: 17 May 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FLNC	Class A Common Stock	Options Exercise		+7,364	+20%		44,935	19 Mar 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	FLNC	Restricted Stock Unit	Options Exercise	$0	-7,364	-100%	$0.000000^*	0	19 Mar 2023	Class A Common Stock	7,364		Direct	F1, F2
transaction	FLNC	Restricted Stock Unit	Award	$0	+10,926		$0.000000	10,926	20 Mar 2023	Class A Common Stock	10,926		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F2	The RSUs vested on March 19, 2023. The RSUs have no expiration date.
F3	The restricted stock units will vest in full upon the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors through the applicable vesting date.