Cynthia A. Arnold - Mar 19, 2023 Form 4 Insider Report for Fluence Energy, Inc. (FLNC)

Role
Director
Signature
/s/ Francis A. Fuselier as Attorney-in-fact for Cynthia A. Arnold
Stock symbol
FLNC
Transactions as of
Mar 19, 2023
Transactions value $
$0
Form type
4
Date filed
3/21/2023, 04:09 PM
Previous filing
Jan 13, 2023
Next filing
Jan 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FLNC Class A Common Stock Options Exercise +7.36K +54.26% 20.9K Mar 19, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FLNC Restricted Stock Unit Options Exercise $0 -7.36K -100% $0.00* 0 Mar 19, 2023 Class A Common Stock 7.36K Direct F1, F2
transaction FLNC Restricted Stock Unit Award $0 +10.9K $0.00 10.9K Mar 20, 2023 Class A Common Stock 10.9K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F2 The RSUs vested on March 19, 2023. The RSUs have no expiration date.
F3 The restricted stock units will vest in full upon the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors through the applicable vesting date.